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BALL Corp — Director's Dealing 2019
Aug 20, 2019
30458_dirs_2019-08-20_35409b3e-6c63-4635-b000-76f2e3973492.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2019-08-16
Reporting Person: STRAIN ROBERT D (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-08-16 | Common Stock | M | 19700.00 | $24.535 | Acquired | 55103.4373 | Direct |
| 2019-08-16 | Common Stock | M | 32394.00 | $33.075 | Acquired | 87497.4373 | Direct |
| 2019-08-16 | Common Stock | F | 21785.00 | $79.63 | Disposed | 65712.4373 | Direct |
| 2019-08-16 | Common Stock | F | 12065.00 | $79.63 | Disposed | 53647.4373 | Direct |
| 2019-08-16 | Common Stock | S | 12496.00 | $79.6206 | Disposed | 41151.4373 | Direct |
| 2019-08-20 | Common Stock | S | 5748.00 | $79.338 | Disposed | 35403.4373 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-08-16 | Stock Appreciation Rights (sars) | $33.075 | M | 32394.00 | Disposed | 2025-02-04 | Common Stock (32394.00) | Direct |
| 2019-08-16 | Stock Appreciation Rights (sars) | $24.535 | M | 19700.00 | Disposed | 2024-01-29 | Common Stock (19700.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2031.146 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $79.54 to $79.71. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $79.19 to $79.51. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F4: SARs (Stock Appreciation Rights) granted under the Ball Corporation Stock and Cash Incentive Plan. The stock appreciation rights vest in four annual installments beginning one year after date of grant.