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BALL Corp — Director's Dealing 2019
Sep 18, 2019
30458_dirs_2019-09-17_424b4a40-21dd-4269-ab2d-917c76b0f8f1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2019-09-15
Reporting Person: BAKER CHARLES E (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-09-15 | Common Stock | M | 4800.00 | $0.00 | Acquired | 190742.5194 | Direct |
| 2019-09-15 | Common Stock | F | 2112.00 | $72.73 | Disposed | 188630.5194 | Direct |
| 2019-09-16 | Common Stock | M | 10800.00 | $17.918 | Acquired | 199430.5194 | Direct |
| 2019-09-16 | Common Stock | F | 6252.00 | $72.20 | Disposed | 193178.5194 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-09-15 | Restricted Stock Units | $ | M | 4800.00 | Disposed | Common Stock (4800.00) | Direct | |
| 2019-09-16 | Stock Appreciation Rights (sars) | $17.918 | M | 10800.00 | Disposed | 2021-01-26 | Common Stock (10800.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5865.505 | Indirect |
| Common Stock | 800.00 | Indirect |
Footnotes
F1: Common stock acquired upon the lapse of Table II Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.
F2: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Performance Contingent Restricted Stock.
F3: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).
F4: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.
F5: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F6: The reporting person expressly disclaims beneficial ownership of these securities.
F7: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F8: Lapse of restricted stock units.
F9: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 14, 2019 10b5-1 Plan.