AI assistant
BALL Corp — Director's Dealing 2019
Nov 19, 2019
30458_dirs_2019-11-19_817842e4-5256-43b9-bd18-cb22afe6e9ef.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2019-11-15
Reporting Person: BAKER CHARLES E (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-15 | Common Stock | M | 10800.00 | $17.918 | Acquired | 199020.7466 | Direct |
| 2019-11-15 | Common Stock | F | 6403.00 | $65.60 | Disposed | 192617.7466 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-15 | Stock Appreciation Rights (sars) | $17.918 | M | 10800.00 | Disposed | 2021-01-26 | Common Stock (10800.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5875.34 | Indirect |
| Common Stock | 800.00 | Indirect |
Footnotes
F1: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).
F2: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.
F3: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F4: The reporting person expressly disclaims beneficial ownership of these securities.
F5: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 14, 2019 10b5-1 Plan.
F6: Vests 13,500 share(s) on 26-Jan-2012, 13,500 share(s) on 26-Jan-2013, 13,500 share(s) on 26-Jan-2014, 13,500 share(s) on 26-Jan-2015