AI assistant
BALL Corp — Director's Dealing 2019
Nov 19, 2019
30458_dirs_2019-11-19_35930d6f-0402-46e2-81b6-83e3ae71cbbb.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2019-11-15
Reporting Person: MORRISON SCOTT C (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-15 | Common Stock | M | 6480.00 | $12.613 | Acquired | 457617.1426 | Direct |
| 2019-11-15 | Common Stock | F | 3548.00 | $65.60 | Disposed | 454069.1426 | Direct |
| 2019-11-15 | Common Stock | M | 2720.00 | $12.613 | Acquired | 456789.1426 | Direct |
| 2019-11-15 | Common Stock | F | 523.00 | $65.60 | Disposed | 456266.1426 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-15 | Stock Appreciation Rights (sars) | $12.613 | M | 6480.00 | Disposed | 2020-01-27 | Common Stock (6480.00) | Direct |
| 2019-11-15 | Stock Option (Right to Buy) | $12.613 | M | 2720.00 | Disposed | 2020-01-27 | Common Stock (2720.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8343.445 | Indirect |
| Common Stock | 100.00 | Indirect |
Footnotes
F1: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).
F2: Shares withheld to pay for the cost of the SARS and for the payment of the tax obligation on the exercise of the SARS.
F3: Exercise of Incentive Stock Options (ISOs).
F4: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F5: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 15, 2019 10b5-1 Plan.
F6: Exercise of Incentive Stock Options (ISOs) pursuant to reporting person's February 15, 2019 10b5-1 Plan.