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BALL Corp Director's Dealing 2019

Nov 19, 2019

30458_dirs_2019-11-19_35930d6f-0402-46e2-81b6-83e3ae71cbbb.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2019-11-15

Reporting Person: MORRISON SCOTT C (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-11-15 Common Stock M 6480.00 $12.613 Acquired 457617.1426 Direct
2019-11-15 Common Stock F 3548.00 $65.60 Disposed 454069.1426 Direct
2019-11-15 Common Stock M 2720.00 $12.613 Acquired 456789.1426 Direct
2019-11-15 Common Stock F 523.00 $65.60 Disposed 456266.1426 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-11-15 Stock Appreciation Rights (sars) $12.613 M 6480.00 Disposed 2020-01-27 Common Stock (6480.00) Direct
2019-11-15 Stock Option (Right to Buy) $12.613 M 2720.00 Disposed 2020-01-27 Common Stock (2720.00) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 8343.445 Indirect
Common Stock 100.00 Indirect

Footnotes

F1: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

F2: Shares withheld to pay for the cost of the SARS and for the payment of the tax obligation on the exercise of the SARS.

F3: Exercise of Incentive Stock Options (ISOs).

F4: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.

F5: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 15, 2019 10b5-1 Plan.

F6: Exercise of Incentive Stock Options (ISOs) pursuant to reporting person's February 15, 2019 10b5-1 Plan.