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BALL Corp Director's Dealing 2018

Feb 1, 2018

30458_dirs_2018-02-01_11e993ab-1a88-4a4c-9695-137fa44bff6d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2018-01-31

Reporting Person: Peterson James N (SVP & COO Global MF & HHP Pkg)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-01-31 Common Stock M 6288 $38.28 Acquired 44319.2905 Direct
2018-01-31 Common Stock F 1915 $38.28 Disposed 42404.2905 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-01-31 Restricted Stock Units $ M 3144 Disposed Common Stock (3144) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 142.1515 Indirect

Footnotes

F1: Common stock acquired upon the lapse of Table II performance restricted stock units, as a result of attainment of the performance criteria, based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

F2: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.

F3: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.

F4: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F5: Lapse of restrictions on Performance Contingent Restricted Stock Units, as a result of attainment of the performance criteria, based on the Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.