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BALL Corp — Director's Dealing 2018
Feb 15, 2018
30458_dirs_2018-02-15_dabad9bb-8977-46ea-9927-d3f890150593.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2018-02-13
Reporting Person: Fisher Daniel William (Sr VP & COO Global Bev Pkg)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-13 | Common Stock | M | 5000 | $37.76 | Acquired | 22217 | Direct |
| 2018-02-13 | Common Stock | F | 1450 | $37.76 | Disposed | 20767 | Direct |
| 2018-02-14 | Common Stock | M | 2500 | $38.12 | Acquired | 23267 | Direct |
| 2018-02-14 | Common Stock | F | 725 | $38.12 | Disposed | 22542 | Direct |
| 2018-02-14 | Common Stock | M | 1750 | $18.85 | Acquired | 24292 | Direct |
| 2018-02-14 | Common Stock | F | 1122 | $38.12 | Disposed | 23170 | Direct |
| 2018-02-14 | Common Stock | M | 7000 | $38.12 | Acquired | 30170 | Direct |
| 2018-02-14 | Common Stock | F | 5229 | $38.12 | Disposed | 24941 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-13 | Restricted Stock Units | $ | M | 5000 | Disposed | Common Stock (5000) | Direct | |
| 2018-02-14 | Restricted Stock Units | $ | M | 2500 | Disposed | Common Stock (2500) | Direct | |
| 2018-02-14 | Stock Appreciation Rights (sars) | $18.85 | M | 1750 | Disposed | 2022-01-25 | Common Stock (1750) | Direct |
| 2018-02-14 | Stock Appreciation Rights (sars) | $24.535 | M | 7000 | Disposed | 2024-01-29 | Common Stock (7000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| 401K | 1821.259 | Indirect |
Footnotes
F1: Common stock acquired upon the lapse of Table II Restricted Stock Units.
F2: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.
F3: Common stock acquired upon exercise of Stock Appreciation Rights (SARs).
F4: Shares utilized to pay for the cost of the SARS and for payment of the tax obligation on the SARS exercise.
F5: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F6: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F7: Lapse of restricted stock units.
F8: Exercise of Stock Appreciation Rights (SARS)