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BALL Corp — Director's Dealing 2018
Feb 16, 2018
30458_dirs_2018-02-16_d7caa7fb-0b0a-4607-9840-b103ea6f73a7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2018-02-15
Reporting Person: MORRISON SCOTT C (SR. V.P. and C.F.O.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-15 | Common Stock | M | 5267 | $10.02 | Acquired | 413291.2432 | Direct |
| 2018-02-15 | Common Stock | F | 3073 | $39.12 | Disposed | 410218.2432 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-15 | Stock Appreciation Rights (sars) | $10.02 | M | 5267 | Disposed | 2019-01-28 | Common Stock (5267) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8248.548 | Indirect |
| Common Stock | 100 | Indirect |
Footnotes
F1: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).
F2: Shares withheld to pay for the cost of the SARS and for the payment of the tax obligation on the exercise of the SARS.
F3: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F4: Exercise of Stock Appreciation Rights (SARS) in accordance with reporting person's November 7, 2017 10b5-1 Plan.
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