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BALL Corp — Director's Dealing 2018
Sep 18, 2018
30458_dirs_2018-09-18_4c0ad770-253a-4290-a263-9b8d7e01ae17.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2018-09-14
Reporting Person: MORRISON SCOTT C (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-09-14 | Common Stock | M | 5266.00 | $10.02 | Acquired | 418185.6415 | Direct |
| 2018-09-14 | Common Stock | F | 2986.00 | $44.14 | Disposed | 415199.6415 | Direct |
| 2018-09-15 | Common Stock | M | 6000.00 | $44.14 | Acquired | 421199.6415 | Direct |
| 2018-09-15 | Common Stock | F | 2639.00 | $44.14 | Disposed | 418560.6415 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-09-14 | Stock Appreciation Rights (sars) | $10.02 | M | 5266.00 | Disposed | 2019-01-28 | Common Stock (5266.00) | Direct |
| 2018-09-15 | Restricted Stock Units | $ | M | 6000.00 | Disposed | Common Stock (6000.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8290.9282 | Indirect |
| Common Stock | 100.00 | Indirect |
Footnotes
F1: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).
F2: Shares withheld to pay for the cost of the SARS and for the payment of the tax obligation on the exercise of the SARS.
F3: Common stock acquired upon the lapse of Table II Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.
F4: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.
F5: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F6: Exercise of Stock Appreciation Rights (SARS) in accordance with reporting person's November 7, 2017 10b5-1 Plan.
F7: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F8: Lapse of restricted stock units.