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BALL Corp Director's Dealing 2018

Sep 18, 2018

30458_dirs_2018-09-18_4c0ad770-253a-4290-a263-9b8d7e01ae17.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2018-09-14

Reporting Person: MORRISON SCOTT C (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-09-14 Common Stock M 5266.00 $10.02 Acquired 418185.6415 Direct
2018-09-14 Common Stock F 2986.00 $44.14 Disposed 415199.6415 Direct
2018-09-15 Common Stock M 6000.00 $44.14 Acquired 421199.6415 Direct
2018-09-15 Common Stock F 2639.00 $44.14 Disposed 418560.6415 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-09-14 Stock Appreciation Rights (sars) $10.02 M 5266.00 Disposed 2019-01-28 Common Stock (5266.00) Direct
2018-09-15 Restricted Stock Units $ M 6000.00 Disposed Common Stock (6000.00) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 8290.9282 Indirect
Common Stock 100.00 Indirect

Footnotes

F1: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

F2: Shares withheld to pay for the cost of the SARS and for the payment of the tax obligation on the exercise of the SARS.

F3: Common stock acquired upon the lapse of Table II Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

F4: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.

F5: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.

F6: Exercise of Stock Appreciation Rights (SARS) in accordance with reporting person's November 7, 2017 10b5-1 Plan.

F7: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F8: Lapse of restricted stock units.