BALL Corp — Director's Dealing 2018

Nov 13, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2018-11-08

Reporting Person: Pauley Lisa Ann (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-11-08	Common Stock	M	8400.00	$10.02	Acquired	130662.8187	Direct
2018-11-08	Common Stock	F	1728.00	$48.72	Disposed	128934.8187	Direct
2018-11-08	Common Stock	M	47600.00	$10.02	Acquired	176534.8187	Direct
2018-11-08	Common Stock	F	25827.00	$48.72	Disposed	150707.8187	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-11-08	Stock Option (Right to buy)	$10.02	M	8400.00	Disposed	2019-01-28	Common Stock (8400.00)	Direct
2018-11-08	Stock Appreciation Rights (sars)	$10.02	M	47600.00	Disposed	2019-01-28	Common Stock (47600.00)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	6111.285	Indirect
Common Stock	283475.5207	Indirect

Footnotes

F1: Common stock acquired from exercise of Incentive Stock Options (ISOs).

F2: Shares swapped to pay for the cost of the ISOs.

F3: Common stock acquired from exercise of Stock Appreciation Rights (SARs).

F4: Shares utilized to pay for the cost of the Stock Appreciation Rights (SARs) and for the payment of the tax obligation on the exercise of the SARs.

F5: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.

F6: Exercise of Incentive Stock Options (ISOs).

F7: Shares vest in four equal installments annually upon the first anniversary of the date of the grant of the Incentive Stock Option (ISO).

F8: Exercise of Stock Appreciation Rights (SARS).