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BALL Corp — Director's Dealing 2018
Nov 15, 2018
30458_dirs_2018-11-15_83e0a7d1-febb-4005-96de-b16aa508d8ff.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2018-11-14
Reporting Person: BAKER CHARLES E (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-14 | Common Stock | M | 40000.00 | $12.613 | Acquired | 243465.387 | Direct |
| 2018-11-14 | Common Stock | F | 23353.00 | $49.06 | Disposed | 220112.387 | Direct |
| 2018-11-14 | Common Stock | J | 1280.00 | $0.00 | Disposed | 0.00 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-11-14 | Stock Appreciation Right (sars) | $12.613 | M | 40000.00 | Disposed | 2020-01-27 | Common Stock (40000.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5853.73 | Indirect |
| Common Stock | 800.00 | Indirect |
Footnotes
F1: Common stock acquired from exercise of Stock Appreciation Rights (SARS).
F2: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.
F3: These shares were transfered and sold and thus the reporting person no longer has indirect interest in these shares.
F4: The reporting person expressly disclaims beneficial ownership of these securities.
F5: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F6: Exercise of Stock Appreciation rights (SARS).