Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

BALL Corp Director's Dealing 2018

Nov 19, 2018

30458_dirs_2018-11-19_50d8a731-b2e6-4b3e-ab6c-b233643c0279.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2018-11-15

Reporting Person: BAKER CHARLES E (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-11-15 Common Stock M 24000.00 $12.613 Acquired 244112.387 Direct
2018-11-15 Common Stock F 13914.00 $50.50 Disposed 230198.387 Direct
2018-11-16 Common Stock S 16647.00 $50.50 Disposed 213551.387 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-11-15 Stock Appreciation Right (sars) $12.613 M 24000.00 Disposed 2020-01-27 Common Stock (24000.00) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 5853.73 Indirect
Common Stock 800.00 Indirect

Footnotes

F1: Common stock acquired from exercise of Stock Appreciation Rights (SARS).

F2: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.

F3: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.

F4: The reporting person expressly disclaims beneficial ownership of these securities.

F5: Exercise of Stock Appreciation rights (SARS).