BALL Corp — Director's Dealing 2017

Dec 8, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2017-12-06

Reporting Person: Pauley Lisa Ann (SR VP, HR & Administration)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-12-06	Common Stock	M	5440	$40.81	Acquired	114362.6283	Direct
2017-12-06	Common Stock	F	1670	$40.81	Disposed	112692.6283	Direct
2017-12-06	Common Stock	M	22560	$12.528	Acquired	135252.6283	Direct
2017-12-06	Common Stock	F	13063	$40.81	Disposed	122189.6283	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-12-06	Stock Option (iso) (Right to Buy)	$12.5275	M	5440	Disposed	2018-04-23	Common Stock (5440)	Direct
2017-12-06	Stock Appreciation Rights (sars)	$12.5275	M	22560	Disposed	2018-04-23	Common Stock (22560)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	6026.472	Indirect
Common Stock	295466.0054	Indirect

Footnotes

F1: Common stock acquired from exercise of Incentive Stock Options (ISOs).

F2: Shares swapped to pay for the cost of the ISOs.

F3: Common stock acquired from exercise of Stock Appreciation Rights (SARs).

F4: Shares utilized to pay for the cost of the Stock Appreciation Rights (SARs) and for the payment of the tax obligation on the exercise of the SARs.

F5: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.

F6: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.

F7: Exercise of Incentive Stock Options (ISOs).

F8: Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the Incentive Stock Option (ISO).

F9: Exercise of Stock Appreciation Rights (SARS).