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BALL Corp — Director's Dealing 2017
Jan 17, 2017
30458_dirs_2017-01-17_7282f448-d65c-4c0a-b748-6d4de2686f60.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2017-01-13
Reporting Person: Fisher Daniel William (Sr VP & COO Global Bev Pkg)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-15 | Common Stock | J | 400 | $76.17 | Acquired | 3128 | Direct |
| 2017-01-15 | Common Stock | F | 150 | $76.17 | Disposed | 2978 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-13 | Restricted Stock Units | $ | A | 10000 | Acquired | Common Stock (10000) | Direct | |
| 2017-01-15 | Restricted Stock Units | $ | J | 400 | Disposed | Common Stock (400) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| 401K | 903.103 | Indirect |
Footnotes
F1: Common stock acquired upon the lapse of Table II Restricted Stock Units.
F2: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.
F3: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F4: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F5: Restricted Stock Units awarded under the Stock and Cash Incentive Plan.
F6: Lapse of restricted stock units.