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BALL Corp Director's Dealing 2017

Feb 2, 2017

30458_dirs_2017-02-02_40b954a8-429e-49cb-b308-322271d32668.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2017-01-31

Reporting Person: BAKER CHARLES E (VP,GEN COUNSEL & CORP SEC)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-01-31 Common Stock J 5940 $76.26 Acquired 60924.406 Direct
2017-01-31 Common Stock F 1940 $76.26 Disposed 58984.406 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-01-31 Restricted Stock Units $ J 4950 Disposed Common Stock (4950) Direct
2017-01-31 Deferred Compensation Company Stock Plan $ J 4222.2607 Acquired Common Stock (4222.2607) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2767.507 Indirect
Common Stock 400 Indirect
Common Stock 640 Indirect

Footnotes

F1: Common stock acquired upon the lapse of Table II Performance Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

F2: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.

F3: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.

F4: The reporting person expressly disclaims beneficial ownership of these securities.

F5: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F6: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F7: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F8: Lapse of Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.

F9: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.