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BALL Corp — Director's Dealing 2017
Feb 2, 2017
30458_dirs_2017-02-02_5a81888b-b471-4901-8774-44fd87ea6fc9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2017-01-31
Reporting Person: Knobel Jeff A (Vice President & Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-31 | Common Stock | J | 2614 | $76.26 | Acquired | 33649.8324 | Direct |
| 2017-01-31 | Common Stock | F | 890 | $76.26 | Disposed | 32759.8324 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-31 | Restricted Stock Units | $ | J | 1950 | Disposed | Common Stock (1950) | Direct | |
| 2017-01-31 | Deferred Compensation Company Stock Plan | $ | J | 1543.2 | Acquired | Common Stock (1543.2) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1528.4769 | Indirect |
Footnotes
F1: Common stock acquired upon the lapse of Table II Performance Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.
F2: Shares withheld for the payment of the tax obligation of the lapse of restrictions on Table II Performance Contingent Restricted Stock Units.
F3: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F4: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F5: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.
F6: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F7: Lapsed Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.
F8: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.