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BALL Corp — Director's Dealing 2017
Feb 14, 2017
30458_dirs_2017-02-14_80c8bd77-1445-4960-b355-beec478f1016.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2017-02-10
Reporting Person: MORRISON SCOTT C (SR. V.P. and C.F.O.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-13 | Common Stock | J | 1669 | $73.85 | Acquired | 196617.1275 | Direct |
| 2017-02-13 | Common Stock | F | 778 | $73.85 | Disposed | 195839.1275 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-10 | Deferred Compensation Company Stock Plan | $ | J | 1345.3518 | Acquired | Common Stock (1345.3518) | Direct | |
| 2017-02-13 | Restricted Stock Units | $ | J | 1669 | Disposed | Common Stock (1669) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4089.692 | Indirect |
| Common Stock | 50 | Indirect |
Footnotes
F1: Common stock acquired upon the lapse of Table II restricted stock units.
F2: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.
F3: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F4: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F5: Incentive compensation deferral into the Deferred Compensation Company Stock Plan and may include company match.
F6: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
F7: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F8: Lapse of restricted stock units.