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BALL Corp — Director's Dealing 2017
Mar 13, 2017
30458_dirs_2017-03-13_af292b2c-e949-48c5-ae76-c599c8c1b07f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2017-03-10
Reporting Person: Pauley Lisa Ann (SR VP, HR & Administration)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-10 | Common Stock | M | 5752 | $24.66 | Acquired | 143403.4301 | Indirect |
| 2017-03-10 | Common Stock | S | 5752 | $73.8867 | Disposed | 137651.4301 | Indirect |
| 2017-03-10 | Common Stock | M | 28248 | $24.66 | Acquired | 165899.4301 | Indirect |
| 2017-03-10 | Common Stock | F | 18205 | $73.74 | Disposed | 147694.4301 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-10 | Stock Option (iso) (Right to Buy) | $24.66 | M | 5752 | Disposed | 2017-04-25 | Common Stock (5752) | Indirect |
| 2017-03-10 | Stock Appreciation Rights (sars) | $24.66 | M | 28248 | Disposed | 2017-04-25 | Common Stock (28248) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2995.291 | Indirect |
| Common Stock | 54437.08 | Direct |
Footnotes
F1: Common stock acquired from exercise of Incentive Stock Options (ISOs).
F2: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.
F3: Common stock acquired from exercise of Stock Appreciation Rights (SARs).
F4: Shares utilized to pay for the cost of the Stock Appreciation Rights (SARs) and for the payment of the tax obligation on the exercise of the SARs.
F5: Exercise of Incentive Stock Options (ISO).
F6: Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the Incentive Stock Option (ISO).
F7: Exercise of Stock Appreciation Rights (SARS).