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BALL Corp Director's Dealing 2017

Mar 13, 2017

30458_dirs_2017-03-13_af292b2c-e949-48c5-ae76-c599c8c1b07f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2017-03-10

Reporting Person: Pauley Lisa Ann (SR VP, HR & Administration)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-03-10 Common Stock M 5752 $24.66 Acquired 143403.4301 Indirect
2017-03-10 Common Stock S 5752 $73.8867 Disposed 137651.4301 Indirect
2017-03-10 Common Stock M 28248 $24.66 Acquired 165899.4301 Indirect
2017-03-10 Common Stock F 18205 $73.74 Disposed 147694.4301 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-03-10 Stock Option (iso) (Right to Buy) $24.66 M 5752 Disposed 2017-04-25 Common Stock (5752) Indirect
2017-03-10 Stock Appreciation Rights (sars) $24.66 M 28248 Disposed 2017-04-25 Common Stock (28248) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2995.291 Indirect
Common Stock 54437.08 Direct

Footnotes

F1: Common stock acquired from exercise of Incentive Stock Options (ISOs).

F2: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.

F3: Common stock acquired from exercise of Stock Appreciation Rights (SARs).

F4: Shares utilized to pay for the cost of the Stock Appreciation Rights (SARs) and for the payment of the tax obligation on the exercise of the SARs.

F5: Exercise of Incentive Stock Options (ISO).

F6: Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the Incentive Stock Option (ISO).

F7: Exercise of Stock Appreciation Rights (SARS).