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BALL Corp — Director's Dealing 2017
Mar 13, 2017
30458_dirs_2017-03-13_babcc0a5-adbc-41b1-9add-04757aa68adc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2017-03-10
Reporting Person: HOOVER R DAVID (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-10 | Common Stock | M | 50000 | $24.66 | Acquired | 359896 | Indirect |
| 2017-03-10 | Common Stock | F | 32140 | $73.74 | Disposed | 327756 | Indirect |
| 2017-03-13 | Common Stock | M | 5000 | $24.66 | Acquired | 112462.4894 | Direct |
| 2017-03-13 | Common Stock | S | 5000 | $74.0663 | Disposed | 107462.4894 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-10 | Stock Appreciation Rights (sars) | $24.66 | M | 50000 | Disposed | 2017-04-25 | Common Stock (50000) | Direct |
| 2017-03-13 | Stock Option (iso) (Right to Buy) | $24.66 | M | 5000 | Disposed | 2017-04-25 | Common Stock (5000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 57600 | Indirect |
| Common Stock | 32605 | Indirect |
Footnotes
F1: Common stock acquired upon the exercise of Stock Appreciation Rights (SARs).
F2: Shares withheld for the cost of the Stock Appreciation Rights (SARs) and for payment of the tax obligation on the exercise of the Table II SARs.
F3: Common stock acquired from the exercise of Incentive Stock Options (ISOs).
F4: The reporting person expressly disclaims beneficial ownership of the securities in the Suzanne A. Hoover Trust.
F5: Exercise of Stock Appreciation Rights (SARs).
F6: Exercise of Incentive Stock Options (ISOs).
F7: Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the Incentive Stock Option.