Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

BALL Corp Director's Dealing 2017

Mar 13, 2017

30458_dirs_2017-03-13_babcc0a5-adbc-41b1-9add-04757aa68adc.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2017-03-10

Reporting Person: HOOVER R DAVID (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-03-10 Common Stock M 50000 $24.66 Acquired 359896 Indirect
2017-03-10 Common Stock F 32140 $73.74 Disposed 327756 Indirect
2017-03-13 Common Stock M 5000 $24.66 Acquired 112462.4894 Direct
2017-03-13 Common Stock S 5000 $74.0663 Disposed 107462.4894 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-03-10 Stock Appreciation Rights (sars) $24.66 M 50000 Disposed 2017-04-25 Common Stock (50000) Direct
2017-03-13 Stock Option (iso) (Right to Buy) $24.66 M 5000 Disposed 2017-04-25 Common Stock (5000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 57600 Indirect
Common Stock 32605 Indirect

Footnotes

F1: Common stock acquired upon the exercise of Stock Appreciation Rights (SARs).

F2: Shares withheld for the cost of the Stock Appreciation Rights (SARs) and for payment of the tax obligation on the exercise of the Table II SARs.

F3: Common stock acquired from the exercise of Incentive Stock Options (ISOs).

F4: The reporting person expressly disclaims beneficial ownership of the securities in the Suzanne A. Hoover Trust.

F5: Exercise of Stock Appreciation Rights (SARs).

F6: Exercise of Incentive Stock Options (ISOs).

F7: Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the Incentive Stock Option.