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BALL Corp — Director's Dealing 2017
Mar 14, 2017
30458_dirs_2017-03-14_6ceca66d-cc74-40a4-a44a-d99a95a419fa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2017-03-13
Reporting Person: HAYES JOHN A (Director, CHAIRMAN, PRESIDENT & C.E.O..)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-13 | Common Stock | M | 7545 | $25.055 | Acquired | 210998.6377 | Direct |
| 2017-03-13 | Common Stock | D | 2671 | $74.32 | Disposed | 208327.6377 | Direct |
| 2017-03-13 | Common Stock | F | 4874 | $74.32 | Disposed | 203453.6377 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-13 | Stock Appreciation Rights (sars) | $25.055 | M | 7545 | Disposed | 2018-04-23 | Common Stock (7545) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4524.446 | Indirect |
| Common Stock | 80672 | Indirect |
Footnotes
F1: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS)
F2: Exercise of Stock Appreciation Rights (SARS).
F3: Shares withheld for the payment of the tax obligation on the exercise of Stock Appreciation Rights (SARS).
F4: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F5: The reporting person expressly disclaims beneficial ownership of these securities.
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