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BALL Corp — Director's Dealing 2017
May 9, 2017
30458_dirs_2017-05-08_9e77ea16-048b-4506-8278-e35db9fd50ee.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2017-05-08
Reporting Person: Peterson James N (SVP & COO Global MF & HHP Pkg)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-08 | Common Stock | M | 5000 | $20.04 | Acquired | 21383.4656 | Direct |
| 2017-05-08 | Common Stock | F | 2456 | $79.61 | Disposed | 18927.4656 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-08 | Stock Appreciation Rights (sars) | $20.04 | M | 5000 | Disposed | 2019-01-28 | Common Stock (5000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 70.598 | Indirect |
Footnotes
F1: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).
F2: Shares utilized to pay for the cost of the SARs and the tax obligation resulting from the exercise of the SARs.
F3: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F4: Exercise of Stock Appreciation Rights (SARs).
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