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BALL Corp — Director's Dealing 2017
Jun 15, 2017
30458_dirs_2017-06-15_6d6e833d-0bdd-409e-9a8a-8b3eecfcfce7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2017-06-14
Reporting Person: Pauley Lisa Ann (SR VP, HR & Administration)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-14 | Common Stock | M | 3760 | $12.5275 | Acquired | 299167.4296 | Indirect |
| 2017-06-14 | Common Stock | S | 3760 | $41.4821 | Disposed | 295407.4296 | Indirect |
| 2017-06-14 | Common Stock | M | 3600 | $10.02 | Acquired | 299007.4296 | Indirect |
| 2017-06-14 | Common Stock | S | 3600 | $41.4806 | Disposed | 295407.4296 | Indirect |
| 2017-06-14 | Common Stock | M | 13600 | $12.6125 | Acquired | 309007.4296 | Indirect |
| 2017-06-14 | Common Stock | S | 13600 | $41.4725 | Disposed | 295407.4296 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-06-14 | Stock Option (iso) (Right to Buy) | $12.5275 | M | 3760 | Disposed | 2018-04-23 | Common Stock (3760) | Indirect |
| 2017-06-14 | Stock Option (iso) (Right to Buy) | $10.02 | M | 3600 | Disposed | 2019-01-28 | Common Stock (3600) | Indirect |
| 2017-06-14 | Stock Option (iso) (Right to Buy) | $12.6125 | M | 13600 | Disposed | 2020-01-27 | Common Stock (13600) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6000.688 | Indirect |
| Common Stock | 108886.8098 | Direct |
Footnotes
F1: Common stock acquired from exercise of Incentive Stock Options (ISOs).
F2: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.
F3: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F4: Exercise of Incentive Stock Options (ISO).
F5: Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the Incentive Stock Option (ISO).