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BALL Corp Director's Dealing 2017

Jun 15, 2017

30458_dirs_2017-06-15_6d6e833d-0bdd-409e-9a8a-8b3eecfcfce7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2017-06-14

Reporting Person: Pauley Lisa Ann (SR VP, HR & Administration)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-06-14 Common Stock M 3760 $12.5275 Acquired 299167.4296 Indirect
2017-06-14 Common Stock S 3760 $41.4821 Disposed 295407.4296 Indirect
2017-06-14 Common Stock M 3600 $10.02 Acquired 299007.4296 Indirect
2017-06-14 Common Stock S 3600 $41.4806 Disposed 295407.4296 Indirect
2017-06-14 Common Stock M 13600 $12.6125 Acquired 309007.4296 Indirect
2017-06-14 Common Stock S 13600 $41.4725 Disposed 295407.4296 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-06-14 Stock Option (iso) (Right to Buy) $12.5275 M 3760 Disposed 2018-04-23 Common Stock (3760) Indirect
2017-06-14 Stock Option (iso) (Right to Buy) $10.02 M 3600 Disposed 2019-01-28 Common Stock (3600) Indirect
2017-06-14 Stock Option (iso) (Right to Buy) $12.6125 M 13600 Disposed 2020-01-27 Common Stock (13600) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 6000.688 Indirect
Common Stock 108886.8098 Direct

Footnotes

F1: Common stock acquired from exercise of Incentive Stock Options (ISOs).

F2: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.

F3: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.

F4: Exercise of Incentive Stock Options (ISO).

F5: Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the Incentive Stock Option (ISO).