BALL Corp — Director's Dealing 2017

Jul 24, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2017-07-21

Reporting Person: Pauley Lisa Ann (SR VP, HR & Administration)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-07-21	Common Stock	M	48240	$12.5275	Acquired	343676.4584	Indirect
2017-07-21	Common Stock	F	29993	$42.92	Disposed	313683.4584	Indirect
2017-07-21	Common Stock	M	48200	$10.02	Acquired	361883.4584	Indirect
2017-07-21	Common Stock	F	28463	$42.92	Disposed	333420.4584	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-07-21	Stock Appreciation Rights (sars)	$12.5275	M	48240	Disposed	2018-04-23	Common Stock (48240)	Indirect
2017-07-21	Stock Appreciation Rights (sars)	$10.02	M	48200	Disposed	2019-01-28	Common Stock (48200)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	6013.033	Indirect
Common Stock	108904.5612	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Appreciation Rights (sars)	$12.5275	2018-04-23	Common Stock (22560)	22560	Direct
Stock Appreciation Rights (sars)	$10.02	2019-01-28	Common Stock (47600)	47600	Direct

Footnotes

F1: Common stock acquired from exercise of Stock Appreciation Rights (SARs).

F2: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.

F3: Shares utilized to pay for the cost of the Stock Appreciation Rights (SARs) and for the payment of the tax obligation on the exercise of the SARs.

F4: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.

F5: Exercise of Stock Appreciation Rights (SARS).