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BALL Corp — Director's Dealing 2017
Aug 21, 2017
30458_dirs_2017-08-21_87eed58f-803c-4d55-a462-f02b5fbbc8fe.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2017-08-18
Reporting Person: Pauley Lisa Ann (SR VP, HR & Administration)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-18 | Common Stock | M | 48200 | $10.02 | Acquired | 343636.4584 | Indirect |
| 2017-08-18 | Common Stock | F | 28883 | $40.12 | Disposed | 314753.4584 | Indirect |
| 2017-08-18 | Common Stock | M | 54400 | $12.6125 | Acquired | 369153.4584 | Indirect |
| 2017-08-18 | Common Stock | F | 34476 | $40.12 | Disposed | 334677.4584 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-08-18 | Stock Appreciation Rights (sars) | $10.02 | M | 48200 | Disposed | 2019-01-28 | Common Stock (48200) | Indirect |
| 2017-08-18 | Stock Appreciation Rights (sars) | $12.6125 | M | 54400 | Disposed | 2020-01-27 | Common Stock (54400) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6013.033 | Indirect |
| Common Stock | 108904.5612 | Direct |
Footnotes
F1: Common stock acquired from exercise of Stock Appreciation Rights (SARs).
F2: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.
F3: Shares utilized to pay for the cost of the Stock Appreciation Rights (SARs) and for the payment of the tax obligation on the exercise of the SARs.
F4: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F5: Exercise of Stock Appreciation Rights (SARS).
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