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BALL Corp Director's Dealing 2017

Aug 21, 2017

30458_dirs_2017-08-21_87eed58f-803c-4d55-a462-f02b5fbbc8fe.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2017-08-18

Reporting Person: Pauley Lisa Ann (SR VP, HR & Administration)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-08-18 Common Stock M 48200 $10.02 Acquired 343636.4584 Indirect
2017-08-18 Common Stock F 28883 $40.12 Disposed 314753.4584 Indirect
2017-08-18 Common Stock M 54400 $12.6125 Acquired 369153.4584 Indirect
2017-08-18 Common Stock F 34476 $40.12 Disposed 334677.4584 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-08-18 Stock Appreciation Rights (sars) $10.02 M 48200 Disposed 2019-01-28 Common Stock (48200) Indirect
2017-08-18 Stock Appreciation Rights (sars) $12.6125 M 54400 Disposed 2020-01-27 Common Stock (54400) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 6013.033 Indirect
Common Stock 108904.5612 Direct

Footnotes

F1: Common stock acquired from exercise of Stock Appreciation Rights (SARs).

F2: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.

F3: Shares utilized to pay for the cost of the Stock Appreciation Rights (SARs) and for the payment of the tax obligation on the exercise of the SARs.

F4: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.

F5: Exercise of Stock Appreciation Rights (SARS).