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BALL Corp — Director's Dealing 2017
Sep 6, 2017
30458_dirs_2017-09-06_fd4dc903-01af-43fd-a7cb-34bf97f922f9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2017-09-05
Reporting Person: Knobel Jeff A (Vice President & Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-05 | Common Stock | M | 13900 | $17.918 | Acquired | 82038.1153 | Direct |
| 2017-09-05 | Common Stock | F | 8682 | $39.99 | Disposed | 73356.1153 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-09-05 | Stock Appreciation Rights (sars) | $17.9175 | M | 13900 | Disposed | 2021-01-26 | Common Stock (13900) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3109.755 | Indirect |
Footnotes
F1: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).
F2: Shares utilized to pay for the cost of the SARS and for the payment of the tax obligation on the exercise of the SARS.
F3: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F4: Exercise of Stock Appreciation Rights (SARS).
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