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BALL Corp — Director's Dealing 2016
Feb 2, 2016
30458_dirs_2016-02-02_95924308-2cce-44e0-ac53-024bbf150be1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2016-01-29
Reporting Person: BAKER CHARLES E (VP,GEN COUNSEL & CORP SEC)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-01-29 | Common Stock | J | 5205 | $66.83 | Acquired | 41497.1734 | Direct |
| 2016-01-29 | Common Stock | F | 1719 | $66.83 | Disposed | 39778.1734 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-01-29 | Restricted Stock Units | $ | J | 5205 | Disposed | Common Stock (5205) | Direct | |
| 2016-01-29 | Restricted Stock Units | $ | J | 245 | Disposed | Common Stock (245) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2618.201 | Indirect |
| Common Stock | 400 | Indirect |
| Common Stock | 640 | Indirect |
Footnotes
F1: Common stock acquired upon the lapse of Table II Restricted Stock Units.
F2: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.
F3: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F4: The reporting person expressly disclaims beneficial ownership of these securities.
F5: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F6: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.
F7: Performance Contingent Restricted Stock Units that did not lapse and were forfeited based upon the calculation of the attainment of the original award.