AI assistant
BALL Corp — Director's Dealing 2016
Feb 2, 2016
30458_dirs_2016-02-02_e50f9141-2cd8-4d95-82d3-be2e31ae0e3e.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2016-01-29
Reporting Person: Barker Shawn M (Vice President & Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-01-29 | Common Stock | J | 2818 | $66.83 | Acquired | 20187.7495 | Direct |
| 2016-01-29 | Common Stock | F | 965 | $66.83 | Disposed | 19222.7495 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-01-29 | Restricted Stock Units | $ | J | 2818 | Disposed | Common Stock (2818) | Direct | |
| 2016-01-29 | Restricted Stock Units | $ | J | 132 | Disposed | Common Stock (132) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1128.863 | Indirect |
Footnotes
F1: Common stock acquired upon the lapse of Table II Restricted Stock Units.
F2: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.
F3: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F4: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F5: Lapse on restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.
F6: Performance Contingent Restricted Stock Units that did not lapse and were forfeited based upon the calculation of the attainment of the original award.