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BALL Corp — Director's Dealing 2016
Feb 2, 2016
30458_dirs_2016-02-02_b4dc41a5-e307-4619-bba7-f5e64c3dd43e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2016-01-29
Reporting Person: MORRISON SCOTT C (SR. V.P. and C.F.O.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-01-29 | Common Stock | J | 6948 | $66.83 | Acquired | 181469.1356 | Direct |
| 2016-01-29 | Common Stock | F | 2266 | $66.83 | Disposed | 179203.1356 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-01-29 | Restricted Stock Units | $ | J | 9264 | Disposed | Common Stock (9264) | Direct | |
| 2016-01-29 | Deferred Compensation Company Stock Plan | $ | J | 2615.2668 | Acquired | Common Stock (2615.2668) | Direct | |
| 2016-01-29 | Restricted Stock Units | $ | J | 436 | Disposed | Common Stock (436) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4063.324 | Indirect |
| Common Stock | 50 | Indirect |
Footnotes
F1: Common stock acquired upon the lapse of Table II performance contingent restricted stock units.
F2: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II performance contingent restricted stock units.
F3: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F4: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F5: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. Units deferred to the Deferred Compensation Company Stock Plan and may include company match.
F6: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F7: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
F8: Performance Contingent Restricted Stock Units that did not lapse and were forfeited based upon the calculation of the attainment of the original award.