AI assistant
BALL Corp — Director's Dealing 2016
Feb 2, 2016
30458_dirs_2016-02-02_58baf0db-6190-476d-aa4d-36484621cbd2.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2016-01-29
Reporting Person: Williams Leroy James Jr (VP Information & Tech Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-01-29 | Common Stock | J | 2111 | $66.83 | Acquired | 33153.127 | Direct |
| 2016-01-29 | Common Stock | F | 742 | $66.83 | Disposed | 32411.127 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-01-29 | Restricted Stock Units | $ | J | 2484 | Disposed | Common Stock (2484) | Direct | |
| 2016-01-29 | Deferred Compensation Company Stock Plan | $ | J | 447.6 | Acquired | Common Stock (447.6) | Direct | |
| 2016-01-29 | Restricted Stock Units | $ | J | 116 | Disposed | Common Stock (116) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2166.281 | Indirect |
Footnotes
F1: Common stock acquired upon the lapse of Table II performance contingent restricted stock units.
F2: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II performance contingent restricted stock units.
F3: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F4: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F5: Lapse of performance contingent restricted stock units.
F6: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F7: Lapsed performance contingent restricted stock units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may contain a company match.
F8: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
F9: Performance Contingent Restricted Stock Units that did not lapse and were forfeited based upon the calculation of the attainment of the original award.