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BALL Corp — Director's Dealing 2016
Feb 9, 2016
30458_dirs_2016-02-09_5a261965-8d8a-4d79-a92b-eb4ac0309532.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2016-02-05
Reporting Person: Pauley Lisa Ann (SR VP, HR & Administration)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-05 | Common Stock | F | 1752 | $65.22 | Disposed | 137283.6176 | Indirect |
| 2016-02-05 | Common Stock | J | 8787 | $72.73 | Acquired | 146070.6176 | Indirect |
| 2016-02-05 | Common Stock | F | 3793 | $72.73 | Disposed | 142277.6176 | Indirect |
| 2016-02-05 | Common Stock | J | 279 | $66.83 | Acquired | 142556.6176 | Indirect |
| 2016-02-05 | Common Stock | F | 124 | $66.83 | Disposed | 142432.6176 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-05 | Deferred Compensation Company Stock Plan | $ | J | 8787 | Disposed | Common Stock (8787) | Indirect | |
| 2016-02-05 | Deferred Compensation Company Stock Plan | $ | J | 279 | Disposed | Common Stock (279) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2833.359 | Indirect |
| Common Stock | 39585.434 | Direct |
Footnotes
F1: Shares withheld for payment of the tax obligation upon the distribution of 5,913 shares from the Ball Corporation 2000 Deferred Compensation Company Stock Plan.
F2: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.
F3: Common stock acquired upon the distribution of shares from the Ball Corporation 2005 Deferred Compensation Company Stock Plan.
F4: Shares withheld for payment of the tax obligation upon the distribution of 8,787 shares from the Ball Corporation 2005 Deferred Compensation Company Stock Plan.
F5: Common stock acquired upon the distribution of shares from the Ball Corporation 2005 Deferred Compensation Company Stock Plan.
F6: Shares withheld for payment of the tax obligation upon the distribution of 279 shares from the Ball Corporation 2005 Deferred Compensation Company Stock Plan.
F7: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F8: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F9: Distribution of shares from the Ball Corporation 2005 Deferred Compensation Company Stock Plan.
F10: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.