BALL Corp — Director's Dealing 2016

Mar 16, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2016-03-14

Reporting Person: HOOVER R DAVID (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-03-14	Common Stock	M	140000	$21.845	Acquired	257633.1602	Direct
2016-03-14	Common Stock	F	88800	$68.77	Disposed	168833.1602	Direct
2016-03-15	Common Stock	M	92000	$21.845	Acquired	260833.1602	Direct
2016-03-15	Common Stock	F	58509	$68.58	Disposed	202324.1602	Direct
2016-03-15	Common Stock	M	8000	$21.845	Acquired	210324.1602	Direct
2016-03-15	Common Stock	S	1500	$68.62	Disposed	208824.1602	Direct
2016-03-15	Common Stock	S	100	$68.59	Disposed	208724.1602	Direct
2016-03-15	Common Stock	S	200	$68.57	Disposed	208524.1602	Direct
2016-03-15	Common Stock	S	860	$68.51	Disposed	207664.1602	Direct
2016-03-15	Common Stock	S	1600	$68.50	Disposed	206064.1602	Direct
2016-03-15	Common Stock	S	240	$68.39	Disposed	205824.1602	Direct
2016-03-15	Common Stock	S	1000	$68.335	Disposed	204824.1602	Direct
2016-03-15	Common Stock	S	700	$68.3325	Disposed	204124.1602	Direct
2016-03-15	Common Stock	S	1800	$68.33	Disposed	202324.1602	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-03-14	Stock Appreciation Rights (sars)	$21.845	M	140000	Disposed	2016-04-26	Common Stock (140000)	Direct
2016-03-15	Stock Appreciation Rights (sars)	$21.845	M	92000	Disposed	2016-04-26	Common Stock (92000)	Direct
2016-03-15	Stock Option (iso) (Right to Buy)	$21.845	M	8000	Disposed	2016-04-26	Common Stock (8000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	0	Indirect
Common Stock	100000	Indirect
Common Stock	243381	Indirect
Common Stock	32605	Indirect

Footnotes

F1: Common stock acquired upon the exercise of Stock Appreciation Rights (SARs).

F2: Shares withheld for the cost of the Stock Appreciation Rights (SARs) and for payment of the tax obligation on the exercise of the Table II SARs.

F3: Common stock acquired from the exercise of Incentive Stock Options (ISOs).

F4: Total number of 401(k) Plan shares include shares previously acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.

F5: The reporting person expressly disclaims beneficial ownership of the securities in the Suzanne A. Hoover Trust.

F6: Exercise of Stock Appreciation Rights (SARs).

F7: Exercise of Incentive Stock Options (ISOs).