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BALL Corp — Director's Dealing 2016
Mar 17, 2016
30458_dirs_2016-03-17_923a8a79-acd6-4e0e-b453-327f0f6efcc1.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2016-03-15
Reporting Person: Barker Shawn M (Vice President & Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-15 | Common Stock | J | 640 | $68.58 | Acquired | 19564.0078 | Direct |
| 2016-03-15 | Common Stock | F | 205 | $68.58 | Disposed | 19359.0078 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-03-15 | Restricted Stock Units | $ | J | 3200 | Disposed | Common Stock (3200) | Direct | |
| 2016-03-15 | Deferred Compensation Company Stock Plan | $ | J | 2851.6302 | Acquired | Common Stock (2851.6302) | Direct | |
| 2016-03-15 | Deferred Compensation Company Stock Plan | $ | J | 52.3763 | Acquired | Common Stock (52.3763) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1128.863 | Indirect |
Footnotes
F1: Common stock acquired upon the lapse of Table II Restricted Stock Units.
F2: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.
F3: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F4: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F5: Lapse of restricted stock units.
F6: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F7: Lapse of Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.
F8: Stock Units in the Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
F9: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.