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BALL Corp — Director's Dealing 2016
Mar 21, 2016
30458_dirs_2016-03-21_f2734df6-1ede-4f0a-9295-8dfde1294985.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2016-03-14
Reporting Person: HOOVER R DAVID (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-14 | Common Stock | M | 140000 | $21.845 | Acquired | 257633.1602 | Direct |
| 2016-03-14 | Common Stock | F | 88800 | $68.77 | Disposed | 168833.1602 | Direct |
| 2016-03-15 | Common Stock | M | 92000 | $21.845 | Acquired | 260833.1602 | Direct |
| 2016-03-15 | Common Stock | F | 58509 | $68.58 | Disposed | 202324.1602 | Direct |
| 2016-03-15 | Common Stock | J | 51200 | $68.77 | Disposed | 151328.9619 | Direct |
| 2016-03-15 | Common Stock | J | 51200 | $68.77 | Acquired | 294581 | Indirect |
| 2016-03-16 | Common Stock | J | 33491 | $68.58 | Disposed | 117837.9619 | Direct |
| 2016-03-16 | Common Stock | J | 33491 | $68.58 | Acquired | 328072 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 100000 | Indirect |
| Common Stock | 32605 | Indirect |
Footnotes
F1: Common stock acquired upon the exercise of Stock Appreciation Rights (SARs).
F2: Shares withheld for the cost of the Stock Appreciation Rights (SARs) and for payment of the tax obligation on the exercise of the Table II SARs.
F3: Correcting entry. Net shares from the exercise of 140,000 SARs should have been put into the RDH Trust instead of reporting person's direct ownership.
F4: Correcting entry. Net shares from the exercise of 96,000 SARs should have been put into the RDH Trust instead of reporting person's direct ownership.
F5: The reporting person expressly disclaims beneficial ownership of the securities in the Suzanne A. Hoover Trust.