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BALL Corp — Director's Dealing 2016
Jun 17, 2016
30458_dirs_2016-06-17_d197e44e-4fe5-4d7b-b1b9-8f0f4ca8d2e7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2016-06-15
Reporting Person: CAVE MICHAEL J (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-06-15 | 2005 Deferred Compensation Company Stock Plan | $ | J | 3.3519 | Acquired | Common Stock (3.3519) | Direct | |
| 2016-06-15 | 2005 Deferred Compensation Company Stock Plan | $ | J | 291.6262 | Acquired | Common Stock (291.6262) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock (6498) | 6498 | Direct |
Footnotes
F1: Each unit may be settled for a single share of stock or the equivelent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F2: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.
F3: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
F4: Contribution of quarterly directors' fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan.
F5: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F6: Annual Restricted Stock Unit Award (RSU) granted to non-employee Directors under Ball Corporation's Stock and Cash Incentive Plan.