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BALL Corp — Director's Dealing 2016
Aug 9, 2016
30458_dirs_2016-08-09_1f51f1d9-7f14-4769-acde-bcefca24a735.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2016-08-08
Reporting Person: HAYES JOHN A (Director, CHAIRMAN, PRESIDENT & C.E.O..)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-08 | Common Stock | M | 1000 | $20.04 | Acquired | 178619.5769 | Direct |
| 2016-08-08 | Common Stock | M | 6800 | $25.225 | Acquired | 185419.5769 | Direct |
| 2016-08-08 | Common Stock | M | 1800 | $37.70 | Acquired | 187219.5769 | Direct |
| 2016-08-08 | Common Stock | P | 2400 | $79.3071 | Acquired | 189619.5769 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-08 | Stock Option (iso) (Right to Buy) | $20.04 | M | 1000 | Disposed | 2019-01-28 | Common Stock (1000) | Direct |
| 2016-08-08 | Stock Option (iso) (Right to Buy) | $25.225 | M | 6800 | Disposed | 2020-01-27 | Common Stock (6800) | Direct |
| 2016-08-08 | Stock Option (iso) (Right to Buy) | $37.70 | M | 1800 | Disposed | 2012-01-25 | Common Stock (1800) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4480.1857 | Indirect |
| Common Stock | 58200 | Indirect |
Footnotes
F1: Exercise of stock options (ISO).
F2: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F3: The reporting person expressly disclaims beneficial ownership of these securities.
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