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BALL Corp Director's Dealing 2016

Aug 9, 2016

30458_dirs_2016-08-09_777cee20-96dc-463d-9403-209b963ee93e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2016-08-08

Reporting Person: MORRISON SCOTT C (SR. V.P. and C.F.O.)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-08-08 Common Stock M 17672 $24.66 Acquired 192947.393 Direct
2016-08-08 Common Stock D 11135 $80.20 Disposed 181812.393 Direct
2016-08-08 Common Stock M 6328 $24.66 Acquired 188140.393 Direct
2016-08-08 Common Stock F 1946 $80.20 Disposed 186194.393 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-08-08 Stock Appreciation Rights (sars) $24.66 M 17672 Disposed 2017-04-25 Common Stock (17672) Direct
2016-08-08 Stock Option (iso) (Right to Buy) $24.66 M 6328 Disposed 2017-04-25 Common Stock (6328) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 4076.7032 Indirect
Common Stock 50 Indirect

Footnotes

F1: Exercise of Stock Appreciation Rights (SARS).

F2: Shares utilized to pay for the cost of the SARS.

F3: Exercise of Incentive Stock Options (ISOs).

F4: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.

F5: Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the stock option.