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BALL Corp — Director's Dealing 2016
Aug 9, 2016
30458_dirs_2016-08-09_7e212a09-8798-4395-adf4-5c6601bc313e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2016-08-08
Reporting Person: Pauley Lisa Ann (SR VP, HR & Administration)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-08 | Common Stock | M | 12848 | $24.66 | Acquired | 58866.8453 | Direct |
| 2016-08-08 | Common Stock | D | 7488 | $80.20 | Disposed | 51378.8453 | Direct |
| 2016-08-08 | Common Stock | M | 5152 | $24.66 | Acquired | 56530.8453 | Direct |
| 2016-08-08 | Common Stock | F | 1585 | $80.20 | Disposed | 54945.8453 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-08 | Stock Appreciation Rights (sars) | $24.66 | M | 12848 | Disposed | 2017-04-25 | Common Stock (12848) | Direct |
| 2016-08-08 | Stock Option (iso) (Right to Buy) | $24.66 | M | 5152 | Disposed | 2017-04-25 | Common Stock (5152) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2975.77 | Indirect |
| Common Stock | 142476.4403 | Indirect |
Footnotes
F1: Exercise of Stock Appreciation Rights (SARS).
F2: Shares utilized to pay for the cost of the Stock Appreciation Rights (SARs) and for the payment of the tax obligation on the exercise of the SARs.
F3: Exercise of Incentive Stock Options (ISO).
F4: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F5: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.
F6: Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the Incentive Stock Option (ISO).