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BALL Corp Director's Dealing 2016

Aug 9, 2016

30458_dirs_2016-08-09_7e212a09-8798-4395-adf4-5c6601bc313e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2016-08-08

Reporting Person: Pauley Lisa Ann (SR VP, HR & Administration)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-08-08 Common Stock M 12848 $24.66 Acquired 58866.8453 Direct
2016-08-08 Common Stock D 7488 $80.20 Disposed 51378.8453 Direct
2016-08-08 Common Stock M 5152 $24.66 Acquired 56530.8453 Direct
2016-08-08 Common Stock F 1585 $80.20 Disposed 54945.8453 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-08-08 Stock Appreciation Rights (sars) $24.66 M 12848 Disposed 2017-04-25 Common Stock (12848) Direct
2016-08-08 Stock Option (iso) (Right to Buy) $24.66 M 5152 Disposed 2017-04-25 Common Stock (5152) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2975.77 Indirect
Common Stock 142476.4403 Indirect

Footnotes

F1: Exercise of Stock Appreciation Rights (SARS).

F2: Shares utilized to pay for the cost of the Stock Appreciation Rights (SARs) and for the payment of the tax obligation on the exercise of the SARs.

F3: Exercise of Incentive Stock Options (ISO).

F4: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.

F5: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.

F6: Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the Incentive Stock Option (ISO).