BALL Corp — Director's Dealing 2016

Aug 9, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2016-08-08

Reporting Person: Knobel Jeff A (Vice President & Treasurer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-08-08	Common Stock	M	9000	$37.70	Acquired	33415.9868	Direct
2016-08-08	Common Stock	D	5756	$80.20	Disposed	27659.9868	Direct
2016-08-08	Common Stock	M	875	$20.04	Acquired	28534.9868	Direct
2016-08-08	Common Stock	M	1100	$25.225	Acquired	29634.9868	Direct
2016-08-08	Common Stock	M	1350	$35.835	Acquired	30984.9868	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-08-08	Stock Appreciation Rights (sars)	$37.70	M	9000	Disposed	2022-01-25	Common Stock (9000)	Direct
2016-08-08	Stock Option (iso) (Right to Buy)	$20.04	M	875	Disposed	2019-01-28	Common Stock (875)	Direct
2016-08-08	Stock Option (iso) (Right to Buy)	$25.225	M	1100	Disposed	2020-01-27	Common Stock (1100)	Direct
2016-08-08	Stock Option (iso) (Right to Buy)	$35.835	M	1350	Disposed	2021-01-26	Common Stock (1350)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1502.9429	Indirect

Footnotes

F1: Exercise of Stock Appreciation Rights (SARs).

F2: Shares utilized to pay for the cost of the SARS and for the payment of the tax obligation on the exercise of the SARS.

F3: Exercise of Incentive Stock Options (ISOs).

F4: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.

F5: Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of grant of the stock option.