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BALL Corp — Director's Dealing 2016
Aug 9, 2016
30458_dirs_2016-08-09_926148ee-87fc-4553-8930-e080c96d365d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2016-08-08
Reporting Person: BAKER CHARLES E (VP,GEN COUNSEL & CORP SEC)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-08 | Common Stock | M | 17000 | $24.66 | Acquired | 63609.674 | Direct |
| 2016-08-08 | Common Stock | D | 10711 | $80.20 | Disposed | 52898.674 | Direct |
| 2016-08-08 | Common Stock | M | 2000 | $25.225 | Acquired | 54898.674 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-08 | Stock Appreciation Rights (sars) | $24.66 | M | 17000 | Disposed | 2017-04-25 | Common Stock (17000) | Direct |
| 2016-08-08 | Stock Option (iso) (Right to Buy) | $25.225 | M | 2000 | Disposed | 2020-01-27 | Common Stock (2000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2758.7413 | Indirect |
| Common Stock | 400 | Indirect |
| Common Stock | 640 | Indirect |
Footnotes
F1: Exercise of Stock Appreciation rights (SARS).
F2: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.
F3: Exercise of Incentive Stock Options (ISO).
F4: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F5: The reporting person expressly disclaims beneficial ownership of these securities.
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