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BALL Corp Director's Dealing 2016

Aug 9, 2016

30458_dirs_2016-08-09_926148ee-87fc-4553-8930-e080c96d365d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2016-08-08

Reporting Person: BAKER CHARLES E (VP,GEN COUNSEL & CORP SEC)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-08-08 Common Stock M 17000 $24.66 Acquired 63609.674 Direct
2016-08-08 Common Stock D 10711 $80.20 Disposed 52898.674 Direct
2016-08-08 Common Stock M 2000 $25.225 Acquired 54898.674 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-08-08 Stock Appreciation Rights (sars) $24.66 M 17000 Disposed 2017-04-25 Common Stock (17000) Direct
2016-08-08 Stock Option (iso) (Right to Buy) $25.225 M 2000 Disposed 2020-01-27 Common Stock (2000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2758.7413 Indirect
Common Stock 400 Indirect
Common Stock 640 Indirect

Footnotes

F1: Exercise of Stock Appreciation rights (SARS).

F2: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.

F3: Exercise of Incentive Stock Options (ISO).

F4: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.

F5: The reporting person expressly disclaims beneficial ownership of these securities.