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BALL Corp — Director's Dealing 2016
Aug 16, 2016
30458_dirs_2016-08-16_9f697eb8-e6e3-4fbe-a43c-85dc0c7ae474.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2016-08-15
Reporting Person: CAVE MICHAEL J (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-15 | Restricted Stock Units | $ | A | 3000 | Acquired | Common Stock (3000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| 2005 Deferred Compensation Company Stock Plan | $ | Common Stock (2151.692) | 2151.692 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F2: Restricted Stock Unit grant in conjunction with the Deposit Share Program.
F3: The restricted stock units will cliff lapse upon separation from the Ball Corporation Board of Directors for any reason other than voluntary separation.
F4: Each unit may be settled for a single share of stock or the equivelent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F5: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.