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BALL Corp — Director's Dealing 2016
Aug 17, 2016
30458_dirs_2016-08-17_e9b11286-27b7-42fe-85bf-e95edde8b7f1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2016-08-16
Reporting Person: STRAIN ROBERT D (Sr. VP BallCorp & Pres. BATC)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-16 | Common Stock | M | 14600 | $45.93 | Acquired | 20945.83 | Direct |
| 2016-08-16 | Common Stock | D | 8532 | $80.29 | Disposed | 12413.83 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-16 | Stock Appreciation Rights (sars) | $45.93 | M | 14600 | Disposed | 2023-01-30 | Common Stock (14600) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 782.4639 | Indirect |
Footnotes
F1: Exercise of Stock Appreciate Rights (SARS)
F2: Shares utilized to pay for the cost of the SARS and for the payment of the tax obligation on the exercise of the SARS.
F3: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
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