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BALL Corp Director's Dealing 2016

Aug 18, 2016

30458_dirs_2016-08-18_f9704761-3539-4e60-bd76-d0aa920eeb88.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2016-08-17

Reporting Person: HOOVER R DAVID (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-08-08 Common Stock G 42400 $79.58 Disposed 57600 Indirect
2016-08-08 Common Stock G 42400 $79.58 Acquired 370472 Indirect
2016-08-17 Common Stock M 1283 $24.66 Acquired 119316.3782 Direct
2016-08-17 Common Stock M 1717 $24.66 Acquired 121033.3782 Direct
2016-08-17 Common Stock F 809 $80.26 Disposed 120224.3782 Direct
2016-08-17 Common Stock F 1082 $80.26 Disposed 119142.3782 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-08-17 Stock Option (iso) (Right to Buy) $24.66 M 1283 Disposed 2017-04-25 Common Stock (1283) Direct
2016-08-17 Stock Option (iso) (Right to Buy) $24.66 M 1717 Disposed 2017-04-25 Common Stock (1717) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 32605 Indirect

Footnotes

F1: Exercise of Incentive Stock Options (ISOs).

F2: Shares swapped for the cost of the Incentive Stock Options (ISOs) and withheld for payment of the tax obligation on the exercise of the Incentive Stock Options.

F3: The reporting person expressly disclaims beneficial ownership of the securities in the Suzanne A. Hoover Trust.

F4: Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the Incentive Stock Option.