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BALL Corp — Director's Dealing 2016
Aug 26, 2016
30458_dirs_2016-08-26_1a5887d3-7a19-49cf-9d03-cc3d301752a3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2016-08-24
Reporting Person: Barker Shawn M (Vice President & Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-24 | Common Stock | S | 16000 | $80.34 | Disposed | 3397.4728 | Direct |
| 2016-08-24 | Common Stock | M | 15800 | $35.835 | Acquired | 19197.4728 | Direct |
| 2016-08-24 | Common Stock | F | 7095 | $79.81 | Disposed | 12102.4728 | Direct |
| 2016-08-26 | Common Stock | G | 2500 | $80.34 | Disposed | 9602.4728 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-24 | Stock Appreciation Rights (sars) | $35.835 | M | 15800 | Disposed | 2021-01-26 | Common Stock (15800) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1201.6301 | Indirect |
Footnotes
F1: Exercise of Stock Appreciation Rights (SARS).
F2: Shares utilized to pay for the cost of the SARS.
F3: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
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