BALL Corp — Director's Dealing 2016

Sep 13, 2016

SEC Form 4/A — Form 4/A

Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2016-08-08

Reporting Person: Pauley Lisa Ann (SR VP, HR & Administration)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-08-08	Common Stock	M	12848	$24.66	Acquired	58866.8453	Direct
2016-08-08	Common Stock	D	7488	$80.20	Disposed	51378.8453	Direct
2016-08-08	Common Stock	M	7488	$80.20	Acquired	62433.8453	Direct
2016-08-08	Common Stock	M	8009	$80.20	Disposed	54424.8453	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-08-08	Stock Appreciation Rights (sars)	$24.66	M	12848	Disposed	2017-04-25	Common Stock (12848)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	2975.77	Indirect
Common Stock	142476.4403	Indirect

Footnotes

F1: Exercise of Stock Appreciation Rights (SARS).

F2: Shares utilized to pay for the cost of the Stock Appreciation Rights (SARs) and for the payment of the tax obligation on the exercise of the SARs.

F3: Due to an administrative error, reporting person's previously filed Form 4 showed 7,488 shares being withheld for the cost of the exercise of the SARS and the resulting tax obligation instead of 8,009 shares. Correcting entry.

F4: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.

F5: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.