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BALL Corp — Director's Dealing 2016
Sep 16, 2016
30458_dirs_2016-09-16_902be4f6-b89f-469c-a999-8ef061206adf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2016-09-15
Reporting Person: HOOVER R DAVID (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-15 | Common Stock | J | 180.0425 | $78.30 | Acquired | 119322.4207 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-09-15 | Restricted Stock Units | $ | A | 3000 | Acquired | Common Stock (3000) | Direct | |
| 2016-09-15 | Deferred Compensation Company Stock Plan | $ | J | 306.5134 | Acquired | Common Stock (306.5134) | Direct | |
| 2016-09-15 | Deferred Compensation Company Stock Plan | $ | J | 3.9068 | Acquired | Common Stock (3.9068) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 57600 | Indirect |
| Common Stock | 370472 | Indirect |
| Common Stock | 32605 | Indirect |
Footnotes
F1: Dividend reinvestment in Ball Corporation's 2000 Deferred Compensation Company Stock Plan.
F2: The reporting person expressly disclaims beneficial ownership of the securities in the Suzanne A. Hoover Trust.
F3: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F4: Restricted Stock Unit Award granted under the Director Deposit Share Program.
F5: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F6: Contribution of quarterly directors fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan.
F7: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
F8: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.