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BALL Corp Director's Dealing 2016

Nov 9, 2016

30458_dirs_2016-11-09_e445ee9e-67d8-4e8a-a2bc-1817ceabda75.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2016-07-27

Reporting Person: BAKER CHARLES E (VP,GEN COUNSEL & CORP SEC)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-07-27 Restricted Stock Units $ A 10226 Acquired Common Stock (10226) Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F2: Special Acquisition Restricted Stock Unit (RSU) awards were granted to certain employees on July 27, 2016, subsequent to the completion of the acquisition of Rexam PLC and the sale of the divestment business to Ardagh Group. Due to the complexity associated with the consolidation of the businesses and related financial information, the calculations for such awards were finalized on November 8, 2016.

F3: Special Acquisition Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.