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BALL Corp — Director's Dealing 2016
Dec 16, 2016
30458_dirs_2016-12-16_6a4f9984-e0b3-4e3f-8c3d-970152ba7277.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2016-12-15
Reporting Person: CAVE MICHAEL J (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-15 | 2005 Deferred Compensation Company Stock Plan | $ | J | 4.1291 | Acquired | Common Stock (4.1291) | Direct | |
| 2016-12-15 | 2005 Deferred Compensation Company Stock Plan | $ | J | 275.2294 | Acquired | Common Stock (275.2294) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock (9498) | 9498 | Direct |
Footnotes
F1: Each unit may be settled for a single share of stock or the equivelent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F2: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
F3: Receipt of performance contingent restricted stock unit award under the Ball Corporation Stock and Cash Incentive Plan, which vests in three years upon the attainment of the performance criteria.
F4: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.