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BALL Corp — Director's Dealing 2016
Dec 16, 2016
30458_dirs_2016-12-16_7dbe38e2-ae81-4a4a-9c20-01c807becddd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2016-12-15
Reporting Person: Pauley Lisa Ann (SR VP, HR & Administration)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-15 | Common Stock | J | 6.2016 | $76.30 | Acquired | 54437.08 | Direct |
| 2016-12-15 | Common Stock | J | 20.2611 | $76.30 | Acquired | 142516.4221 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-15 | Deferred Compensation Company Stock Plan | $ | J | 110.2642 | Acquired | Common Stock (110.2642) | Direct | |
| 2016-12-15 | Deferred Compensation Company Stock Plan | $ | J | 65.2927 | Acquired | Common Stock (65.2927) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2980.674 | Indirect |
Footnotes
F1: Dividend reinvestment in Ball Corporation's 2000 Deferred Compensation Company Stock Plan.
F2: The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.
F3: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F4: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F5: Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan.
F6: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.