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BALL Corp — Director's Dealing 2016
Dec 22, 2016
30458_dirs_2016-12-22_fc861d31-9d2c-4a6d-aaca-fc887e4451ad.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2016-07-27
Reporting Person: Bouts Erik (Sr. VP & COO Globl Mtl Bev Pkg)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-07-27 | Restricted Stock Units | $ | A | 14894 | Acquired | Common Stock (14894) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 12488 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Appreciation Rights (sars) | $66.15 | 2025-02-04 | Common Stock (28203) | 28203 | Direct |
| Stock Appreciation Rights (sars) | $66.10 | 2026-01-27 | Common Stock (25939) | 25939 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F2: Special Acquisition Restricted Stock Unit (RSU) awards were granted to certain employees on July 27, 2016, subsequent to the completion of the acquisition of Rexam PLC and the sale of the divestment business to Ardagh Group. Due to the complexity associated with the consolidation of the businesses and related financial information, the calculations for such awards were finalized on November 8, 2016.
F3: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.