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BALL Corp Director's Dealing 2016

Dec 22, 2016

30458_dirs_2016-12-22_c25ae897-2fd7-4671-b9cd-3572c23c8ddc.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2016-12-12

Reporting Person: Fisher Daniel William (Sr VP & COO Global Bev Pkg)

Holdings (Non-Derivative)

Security Shares Ownership
401K 901.569 Indirect
Common Stock 2728 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (iso) (Right to Buy) $37.70 2022-01-25 Common Stock (875) Direct
Restricted Stock Units $ Common Stock (18284) Direct
Stock Appreciation Rights (sars) $37.70 2022-01-25 Common Stock (875) Direct
Stock Appreciation Rights (sars) $45.93 2023-01-30 Common Stock (1800) Direct
Stock Appreciation Rights (sars) $49.07 2024-01-29 Common Stock (3500) Direct
Stock Appreciation Rights (sars) $66.10 2026-01-27 Common Stock (9689) Direct
Stock Appreciation Rights (sars) $66.15 2025-02-04 Common Stock (11268) Direct

Footnotes

F1: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.

F2: Restricted Stock Units awarded under the Stock and Cash Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.