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BALL Corp — Director's Dealing 2016
Dec 22, 2016
30458_dirs_2016-12-22_c25ae897-2fd7-4671-b9cd-3572c23c8ddc.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2016-12-12
Reporting Person: Fisher Daniel William (Sr VP & COO Global Bev Pkg)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| 401K | 901.569 | Indirect |
| Common Stock | 2728 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (iso) (Right to Buy) | $37.70 | 2022-01-25 | Common Stock (875) | Direct | |
| Restricted Stock Units | $ | Common Stock (18284) | Direct | ||
| Stock Appreciation Rights (sars) | $37.70 | 2022-01-25 | Common Stock (875) | Direct | |
| Stock Appreciation Rights (sars) | $45.93 | 2023-01-30 | Common Stock (1800) | Direct | |
| Stock Appreciation Rights (sars) | $49.07 | 2024-01-29 | Common Stock (3500) | Direct | |
| Stock Appreciation Rights (sars) | $66.10 | 2026-01-27 | Common Stock (9689) | Direct | |
| Stock Appreciation Rights (sars) | $66.15 | 2025-02-04 | Common Stock (11268) | Direct |
Footnotes
F1: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F2: Restricted Stock Units awarded under the Stock and Cash Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
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