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BALL Corp — Director's Dealing 2015
Feb 6, 2015
30458_dirs_2015-02-06_42610f35-fc81-4e86-a762-4d9454d99e56.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL CORP (BLL)
CIK: 0000009389
Period of Report: 2015-02-04
Reporting Person: Barker Shawn M (Vice President & Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-04 | Common Stock | J | 1320 | $66.15 | Acquired | 9622.5391 | Direct |
| 2015-02-04 | Common Stock | F | 488 | $66.15 | Disposed | 9134.5391 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-04 | Restricted Stock Units | $ | J | 4400 | Disposed | Common Stock (4400) | Direct | |
| 2015-02-04 | Deferred Compensation Company Stock Plan | $ | J | 3382.3432 | Acquired | Common Stock (3382.3432) | Direct | |
| 2015-02-04 | Restricted Stock Units | $ | A | 9465 | Acquired | Common Stock (9465) | Direct | |
| 2015-02-04 | Stock Appreciation Rights (sars) | $66.15 | A | 2032 | Acquired | 2025-02-04 | Common Stock (2032) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1001.767 | Indirect |
Footnotes
F1: Common stock acquired upon the lapse of Table II Restricted Stock Units.
F2: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.
F3: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F4: Lapse of restricted stock units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.
F5: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F6: Stock Units in the Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
F7: Restricted Units awarded under the Ball Corporation Stock and Cash Incentive Plan.
F8: SARs (Stock Appreciation Rights) granted under the Ball Corporation Stock and Cash Incentive Plan. The stock appreciation rights vest in four annual installments beginning one year after date of grant.